TY - BOOK AU - KIRSCH, CLIFFORD E. TI - BROKER-DEALER AND ADVISER rEGULATORY COMPLIANCE FORUM 2011 SN - 978-1-4024-1542-5 AV - KF1439.A2 A15 2015 C1 PY - 2011/// CY - NEW YORK PB - PRACTISING LAW INSTITUTE ER -